-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, JVDZ3YTBEq4cqLc4hFPdU5d1aDeB7QWioelOV7mHfheVSWeP7yW0dyfG2N4wFycK fa3P5DjmgBkxO9YZs0ejfw== 0000904802-94-000012.txt : 19940210 0000904802-94-000012.hdr.sgml : 19940210 ACCESSION NUMBER: 0000904802-94-000012 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MOOG INC CENTRAL INDEX KEY: 0000067887 STANDARD INDUSTRIAL CLASSIFICATION: 3590 IRS NUMBER: 160757636 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 34 SEC FILE NUMBER: 005-15711 FILM NUMBER: 94505400 BUSINESS ADDRESS: STREET 1: PLANT 24 CITY: EAST AURORA STATE: NY ZIP: 14052-0018 BUSINESS PHONE: 7166522000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MOOG JANE B ESTATE OF CENTRAL INDEX KEY: 0000918024 STANDARD INDUSTRIAL CLASSIFICATION: 0000 IRS NUMBER: 166389230 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 3400 MARINE MIDLAND CENTER CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168477083 SC 13D 1 SCHEDULE 13D OMB Number 3235-0145 Expires: August 31, 1991 Estimated average burden hours per response 14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ________)* MOOG INC. (Name of Issuer) Class B Common Stock (Title of Class of Securities) 615394-30-1 (CUSIP Number) Paul N. Edwards, Esq., Phillips, Lytle, Hitchcock, Blaine & Huber, 3400 Marine Midland Center, Buffalo, N.Y. 14203 (716) 847-7020 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 6, 1993 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box ___. Check the following box if a fee is being paid with the statement _X_. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP No. 615394-30-1 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Estate of Jane B. Moog I.R.S. I.D. No. 16-6389230 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ___ (b) ___ N/A 3 SEC USE ONLY 4 SOURCE OF FUNDS* 00 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) ___ 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York NUMBER OF 7 SOLE VOTING POWER SHARES 119,753 BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH -- REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 119,753 10 SHARED DISPOSITIVE POWER -- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 119,753 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* ___ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.1% 14 TYPE OF REPORTING PERSON* 00 * SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1. Security and Issuer This Statement relates to the Class B Common Stock, $1.00 par value, of Moog Inc. (the "Company"). The Estate also owns 86,348 shares, or 1.4% of the outstanding class, of Class A Common Stock, $1.00 par value, of the Company (together with the Class B Common Stock, the "Securities"). Two thousand Class A shares remain subject to an agreement which restricts their transfer and voting. The names of the Company's principal executive officers, each of whose address is c/o Moog Inc., Jameson at Seneca, East Aurora, New York 14052, are as follows: Robert T. Brady Philip H. Hubbell President Vice President Chief Executive Officer Director Stephen A. Huckvale Vice President Richard A. Aubrecht Chairman of the Board Robert H. Maskrey Director Vice President Robert R. Banta Kenneth G. Smith Executive Vice President Vice President Chief Financial Officer Assistant Secretary Richard C. Sherrill Director Vice President Kenneth D. Garnjost William P. Burke Vice President, Engineering Treasurer Joe C. Green John B. Drenning Executive Vice President Secretary Chief Administrative Officer Director Item 2. Identity and Background This Statement is filed by the Estate of Jane B. Moog (the "Estate"), c/o Phillips, Lytle, Hitchcock, Blaine & Huber, 3400 Marine Midland Center, Buffalo, New York 14203. The securities are voted by the Estate's executors, Richard A. Aubrecht, Douglas B. Moog and Susan L. Moog (collectively, the "Executors"), each of whom is a citizen of the United States. Richard A. Aubrecht is Chairman of the Board of Directors of the Company, and is the son-in-law of the late Jane B. Moog. Douglas B. Moog is a graduate student in engineering at Cornell University, and is the son of the late Jane B. Moog. Susan L. Moog is a nurse, and is the daughter of the late Jane B. Moog. During the last five years, none of the Executors has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or been a party to a civil proceeding as a result of which he or she is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities law, or finding any violations of such laws. Item 3. Source and Amount of Funds or Other Consideration The Executors acquired the Securities upon the death of Jane B. Moog, the probate of her will and the appointment of the Executors. Item 4. Purpose of Transaction The Executors are charged with marshalling the assets, including the Securities, properly included in the Estate, managing such assets until distribution, satisfying the obligations of the deceased and the Estate, and distributing the assets in accordance with the directions of the Last Will and Testament of Jane B. Moog. There are no present plans or proposals which relate to or would result in: (a) The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer; (b) An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries; (c) A sale or transfer of a material amount of assets of the issuer or any of its subsidiaries; (d) Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; (e) Any material change in the present capitalization or dividend policy of the issuer; (f) Any other material change in the issuer's business or corporate structure; (g) Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person; (h) Causing a class of securities of the issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; (i) A class of equity securities of the issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or (j) Any action similar to any of those enumerated above. Item 5. Interest in Securities of the Issuer The Estate beneficially owns 119,753 shares, or 7.1% of the outstanding class of Class B Common Stock of the Company, a figure which includes 4,804 shares which may be acquired pursuant to currently exercisable options. The shares are voted by the Executors, who also possess investment power over such shares. During the last sixty days, there have been no transactions by the Estate in the Securities. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer None. Item 7. Material to be Filed as Exhibits None. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date January 14, 1994 Richard A. Aubrecht, Executor Date January 14, 1994 Douglas B. Moog, Executor Date January 19, 1994 Susan L. Moog, Executor -----END PRIVACY-ENHANCED MESSAGE-----